April 16 - 19, 2024

Virtual Investment Adviser Core Compliance (IA Core) Program Symposium

The code entered is invalid or expired.

Select Day(s) you plan to attend*

*If you are attending all four days and are not already enrolled in the IA Core Compliance or IACCP® program, consider enrolling here instead of registering for this event individually. Already enrolled in the IA Core Compliance or IACCP® program? Please register for the symposium through your Resource Center portal.

If none of these apply, please proceed with your registration below.

AA01 - Introduction to the Advisers Act: Framework, Registration, Exclusions and More
AA02 - Books and Records Requirements for Investment Advisers
$580.00
AA03 - Two Persistent Compliance Challenges: Insider Trading and Advisory Contracts
AA04 - Understanding Fiduciary Duties and a Sweep of Certain Anti-Fraud Provisions of the Advisers Act
AA05 - Advisers Act Anti-Fraud Rules: Custody, Political Contributions and Proxy Voting Requirements
$870.00
DIS01 - Form ADV Part 1: Annual Updating Amendment and More
DIS02 - Form ADV Part 2 and 3: Identifying and Disclosing Conflicts
ETH01 - Investment Adviser Codes of Ethics: The Rule Plus Implications of Gifts and Whistleblowers
*This course counts toward the IACCP® General CE requirement.
$870.00
ETH02 - Professional Ethics: Ethical Decision-Making for Compliance Professionals
*This course counts toward the IACCP® Ethics CE requirement.
AA06 - Compliance Programs Rules and Strategies for Managing Your Annual Review
$580.00

Total price:

(State sales taxes may apply. Included on checkout page.)

$

(State sales taxes may apply. Included on checkout page.)

Main attendee information

* Required fields

Note: If your mailing address is outside of the United States, please email consultingsales@comply.com to register.


Billing information

Note: The address associated with the credit card you plan to use needs to be your billing address.


Type of firm?*