COMPLY | Symposium Order Form

July 15 - 18, 2025

Virtual IACCP® Program Symposium

Select Day(s) you plan to attend*

*If you are attending all four days and are not already enrolled in the IA Core Compliance or IACCP® program, consider enrolling here instead of registering for this event individually. Already enrolled in the IA Core Compliance or IACCP® program? Please register for the symposium through your Resource Center portal.

If none of these apply, please proceed with your registration below.

Day One - July 15, 2025

MAN01 - Mandates Beyond the Advisers Act: AML, ERISA, & '34 Act Reporting

MAN02 - Mandates Beyond the Advisers Act: Data Protection: Privacy, Identity Theft and Cybersecurity

$590.00

Day Two - July 16, 2025

TRA01 - Trading Practices, Portfolio Compliance and Related Enforcement Cases

TRA02 - Trading Compliance: Best Execution, Soft Dollars and Directed Brokerage

ELC - Reg Best Interest, DOL Fiduciary Rule, and the Impact of SEC Risk Alerts

$885.00

Day Three - July 17, 2025

TRA03 - Two Trading Compliance Challenges: Valuation and Trade Errors

DIS03 - Investment Adviser Marketing Rule

ELC - Vendor Due Diligence with or without the Outsourcing Rule

$885.00

Day Four - July 18, 2025

SKL01 - Critical Skills for High-Performance Compliance Professionals

ELC - Understanding Custody: Practical Examples for Safeguarding Client Assets

$590.00

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(State sales taxes may apply. Included on checkout page.)

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Note: If your mailing address is outside of the United States, please email consultingsales@comply.com to register.

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