July 16 - 19, 2024

IACCP® Program Symposium at the University of Chicago Gleacher Center

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Select Day(s) you plan to attend*

*If you are attending all four days and are not already enrolled in the IA Core Compliance or IACCP® program, consider enrolling here instead of registering for this event individually. Already enrolled in the IA Core Compliance or IACCP® program? Please register for the symposium through your Resource Center portal.

If none of these apply, please proceed with your registration below.

MAN01 - Mandates Beyond the Advisers Act: AML, ERISA, & '34 Act Reporting
MAN02 - Mandates Beyond the Advisers Act: Data Protection: Privacy, Identity Theft and Cybersecurity
$580.00
TRA01 - Trading Practices, Portfolio Compliance and Related Enforcement Cases
TRA02 - Trading Compliance: Best Execution, Soft Dollars and Directed Brokerage
ELC - SEC Examination Updates/Third-Party Due Diligence
$870.00
TRA03 - Two Trading Compliance Challenges: Valuation and Trade Errors
DIS03 - Investment Adviser Marketing Rule
ELC - Understanding Custody: Practical Examples for Safeguarding Client Assets
$870.00
SKL01 - Critical Skills for High-Performance Compliance Professionals
ELC - ETH02 - Professional Ethics: Ethical Decision-Making for Compliance Professionals
*This course counts toward the IACCP® Ethics CE requirement
$580.00

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(State sales taxes may apply. Included on checkout page.)

$

(State sales taxes may apply. Included on checkout page.)

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