May 13 - 16, 2025

In-Person IACCP® Program Symposium at the University of Chicago Gleacher Center

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Select Day(s) you plan to attend*

*If you are attending all four days and are not already enrolled in the IA Core Compliance or IACCP® program, consider enrolling here instead of registering for this event individually. Already enrolled in the IA Core Compliance or IACCP® program? Please register for the symposium through your Resource Center portal.

If none of these apply, please proceed with your registration below.

MAN01 - Mandates Beyond the Advisers Act: AML, ERISA, & '34 Act Reporting
MAN02 - Mandates Beyond the Advisers Act: Data Protection: Privacy, Identity Theft and Cybersecurity
$590.00
TRA01 - Trading Practices, Portfolio Compliance and Related Enforcement Cases
TRA02 - Trading Compliance: Best Execution, Soft Dollars and Directed Brokerage
ELC - Regulation S-P and Information Security Updates, SEC Examination Updates, Performance Advertising, and Accompanying Challenges
$885.00
TRA03 - Two Trading Compliance Challenges: Valuation and Trade Errors
DIS03 - Investment Adviser Marketing Rule
ELC - SEC Examination Updates / Performance Advertising: Hypotentical Performance and GIPS
$885.00
SKL01 - Critical Skills for High-Performance Compliance Professionals
ETH02 - Professional Ethics: Ethical Decision-Making for Compliance Professionals
*Qualifies for IACCP® Ethics CE credits.
$590.00

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(State sales taxes may apply. Included on checkout page.)

$

(State sales taxes may apply. Included on checkout page.)

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