NRS Logo

Investment Adviser Certified Compliance Professional Program Symposium Registration Form

Select Day(s) you plan to attend - One day rate $835, Two day rate $1,670, Three day rate $2,500*

  Day One - Tuesday, July 14th 2020
DIS03 - Investment Adviser Performance and Advertising
TRA01 - Trading Practices, Portfolio Compliance and Related Enforcement Cases
TRA02 - Trading Compliance: Best Execution, Soft Dollars, and Directed Brokerage
TRA03a - Two Trading Compliance Challenges: Trade Errors
  Day Two - Wednesday, July 15th 2020
SKL01 - Critical Skills for High-Performance Compliance Professionals
MAN01 - Mandates Beyond the Advisers Act: Anti-Money Laundering, ERISA, and '34 Act Section 13 Reporting for Investment Advisers
MAN02 - Data Protection: Privacy, Identity Theft, and Cybersecurity
TRA03b - Two Trading Compliance Challenges: Valuation
  Day Three - Thursday, July 16th 2020
ETH02 - Professional Ethics: Ethical Decision-Making for Compliance Professionals
ELC05 - Are You Prepared: Business Continuity, Disaster Recovery, Succession Planning and More
ELC01 - SEC Examination and Enforcement Update for Investment Advisers

*If you are attending all three days and are not already enrolled in the IACCP program, consider enrolling in the IACCP Program instead of registering for this event individually. Enroll Here.

Click here to View the Cancellation Policy

Total Price
(State sales taxes may apply. Not included here in total purchase.)
$
IACCP Designee Special CE Rate Code

Attendee Information
*Required fields
First Name*
 Last Name* 
Title*
Organization*
Address Line 1*
Address Line 2
City*
 State* 
 Zip* 
Phone*
 Fax 
E-mail*
Verify E-mail*

Note: If your mailing address is outside the USA, please email sales@nrs-inc.com to register.

Billing Information
Use my attendee information as my billing information.
First Name*
 Last Name* 
Title*
Organization*
Address Line 1*
Address Line 2
City*
 State* 
 Zip* 
Phone*
 Fax 
Type of Firm?*
Adviser Only Broker-Dealer Only Dually Registered
Law Firm Bank Insurance
Mutual Fund Private Fund Other

How did you hear about NRS?       Specify  



NEED HELP? If you have any questions, contact sales@nrs-inc.com.