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Investment Adviser Professional Development Symposium Registration Form

Select Day(s) you plan to attend – Individual First Day Rate $500, Individual Second Day Rate $750, Individual Third Day Rate $750, Individual Fourth Day Rate $500*

*If you are attending all four days and are not already enrolled in the IA Core Compliance or IACCP® program, consider enrolling here instead of registering for this event individually. Already enrolled in the IA Core Compliance or IACCP® program? Please register for the symposium through your Resource Center portal.

If none of these apply, please proceed with your registration below.

  Day One - Tuesday, July 13th 2021
MAN02 - Mandates Beyond the Advisers Act: Data Protection: Privacy, Identity Theft and Cybersecurity
ELC - Cybersecurity Breaches: Information Security Planning, Incident Response, and Breach Resolution
  Day Two - Wednesday, July 14th 2021
MAN01 - Mandates Beyond the Advisers Act: Anti-Money Laundering, ERISA, and ’34 Act Section 13 Reporting for Investment Advisers
ELC - Unpacking Changes to Advertising and Solicitor Rules for Investment Advisers
ETH02 - Professional Ethics: Ethical Decision-Making for Compliance Professionals
  Day Three - Thursday, July 15th 2021
SKL01 - Critical Skills for High-Performance Compliance Professionals
AA06 - Compliance Programs Rules and Strategies for Managing Your Annual Review
ELC - SEC Examination and Enforcement Update for Investment Advisers
  Day Four - Friday, July 16th 2021
AA02 - Books and Records Requirements for Investment Advisers
ELC - Private Fund Compliance Considerations

*If you are attending the symposium to complete your annual IACCP® CE requirements, one of the days must include Day Two to satisfy the annual ethics requirement.

Click here to View the Cancellation Policy

Total Price
(State sales taxes may apply. Not included here in total purchase.)
$
IACCP® Designee Special CE Rate Code

Attendee Information
*Required fields
First Name*
 Last Name* 
Title*
Organization*
Address Line 1*
Address Line 2
City*
 State* 
 Zip* 
Phone*
 Fax 
E-mail*
Verify E-mail*

Note: If your mailing address is outside the USA, please email sales@nrs-inc.com to register.

Billing Information
Use my attendee information as my billing information.
First Name*
 Last Name* 
Title*
Organization*
Address Line 1*
Address Line 2
City*
 State* 
 Zip* 
Phone*
 Fax 
Type of Firm?*
Adviser Only Broker-Dealer Only Dually Registered
Attorney/Law Firm Bank Insurance
Fund Administrator Transfer Agent Mutual Fund
Private Fund Other

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NEED HELP? If you have any questions, contact sales@nrs-inc.com.