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Webinar Registration Form

Please enter the number of attendees for each item:

Transitioning to the New Advertising Rule
Transitioning to the New Advertising Rule
Tuesday, October 26, 2021
10/26/2021
Professional Ethics: Ethical Decision-Making for Compliance Professionals
Professional Ethics: Ethical Decision-Making for C...
Wednesday, October 27, 2021
10/27/2021
Critical Skills for High-Performance Compliance Professionals
Critical Skills for High-Performance Compliance Pr...
Thursday, October 28, 2021
10/28/2021
Investment Adviser Performance and Advertising
Investment Adviser Performance and Advertising
Tuesday, November 9, 2021
11/9/2021
Trading Practices, Portfolio Compliance and Relate...
Thursday, November 11, 2021
11/11/2021
Trading Compliance: Best Execution, Soft Dollars and Directed Brokerage
Trading Compliance: Best Execution, Soft Dollars a...
Tuesday, November 16, 2021
11/16/2021
Two Trading Compliance Challenges: Valuation and Trade Errors
Two Trading Compliance Challenges: Valuation and T...
Thursday, November 18, 2021
11/18/2021
Mandates Beyond the Advisers Act: Anti-Money Laundering, ERISA Compliance, and 34 Act Section 13 Reporting for Investment Advisers
Mandates Beyond the Advisers Act: Anti-Money Laund...
Tuesday, November 23, 2021
11/23/2021
Mandates Beyond the Advisers Act: Data Protection: Privacy, Identity Theft and Cybersecurity
Mandates Beyond the Advisers Act: Data Protection:...
Thursday, December 2, 2021
12/2/2021
RIA Year-End Compliance Check-up
RIA Year-End Compliance Check-up
Tuesday, December 7, 2021
12/7/2021
IACCP Exam Study Session
IACCP Exam Study Session
Thursday, December 9, 2021
12/9/2021
Compliance Professional Summit
Compliance Professional Summit
Tuesday, December 14, 2021
12/14/2021

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Total Price
(State sales taxes may apply. Not included here in total purchase.)
$

Pricing Information:
Only $240 per attendee for each seminar
Team Training Discount - additional attendees from the same firm receive a 15% discount
Custom training specific seminars can be arranged, call for pricing

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Adviser Only Broker-Dealer Only Dually Registered
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